Managing Banks and Financial Institutions
1. Bank and Banking:
Permissible banking activities – Types of banks in India – Role of RBI as a regulator –
Money Market Instruments- Concept of NPA and Prudential Norms.
2. The Insurance Service
Need and importance Life and non-life insurance-Players in life and non-life insurance –
Essentials of insurance contracts – Risk appraisal and selection – Life and non-life
insurance products including unit linked plans – Role of IRDA.
3. Merchant Banking:
SEBI guidelines for merchant bankers (basic ideas) – Issue Management – Equity
issues – Rights issues – Debenture Issues – Book building – Private Placements – Pre &
Post issues activities – Raising capital from International markets: ADRs, GDRs, ECB
etc. (Basic concepts).
4. Lease and Hire purchase:
Meaning and Types of leasing – Legislative frameworks – Matters on Depreciation and
Tax – Problems on leasing – Hire Purchasing – Concepts and features – Tax and
Depreciation implications – Problems on Hire Purchasing.
5. Credit Rating :
Definition and meaning – Process of credit rating of financial instruments-Rating
methodology-Rating agencies-Rating Symbols of different companies- Role of SEBI.
6. Mutual Funds:
Concept - Types - Nature – NAV – Trends in Indian Mutual Fund Market -Regulatory
Framework and Role of SEBI.
7. Other Financial Institutions:
NBFC- Public Financial Institutions- Foreign Institutional Investors
8. Global Banking- Basel Norms: